We provide trade clearance, settlement and custody in all major global markets through our clearing firms, who serves as prime broker and provides stock loan coverage. Trades can be reported and settled in any base currency. Trade Confirmations and client statements are available via fax, email, regular mail, or secure web portal. Transactions, activity, and holding files are available via FTP, web portal, or email.

The equity in our clients’ accounts may be protected by excess* SIPC insurance by one of our clearing firms.

* To determine whether excess insurance is available, please click on the links below for information on the specific coverage available via Penson Financial Services and J.P. Morgan Clearing.